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Plus: Treasury dealer rule, stocks and bonds diverge, and Dennis Severs’ House
The US securities watchdog is proposing major rule changes in several sectors but market participants are challenging its plans in the courts
New registration regime ‘is primarily about principal trading firms’, says chair of regulator
EU’s top financial services chief McGuinness says it is now a matter of ‘when and how’ single-day deals are brought in
Plus, updates from the holiday period
The value is out there
Chair Gary Gensler says commission’s account on X was ‘compromised’
US criminal prosecutions brought down high-profile figures in 2023 but SEC lawsuits face uphill battles
Brokers, hedge funds and advisers say proposals are unnecessary and impossible to implement
Or, how to make enemies and annoy (the right) people
New systems have benefits for markets, but risks to stability must be managed
SEC head warns reliance on a few data models could unleash a financial crisis within a decade
Lenders of securities must report loans daily, but not in real time as had been feared
US watchdog has proposed 47 rules affecting market participants under chair’s leadership
The *New* New New Journalism
The SEC is on the verge of regulating crypto. But first, America has to decide, again, what a security really is
US regulator fires broadside against digital assets market with Binance and Coinbase legal actions
Shares of digital asset venue fall a day after US regulator’s complaint against rival Binance
Evaporating half a yard is a good start at least
Gensler’s worried
Regulator targets hedge funds and private equity as industry assets reach $25tn
SEC chair Gary Gensler says ‘once in a generation volatility’ highlights risks from shadow banking sector
From CS bidder to SEC target
Gary Gensler calls for greater public protection amid efforts to push for new rules against Wall St resistance
Proposals by Securities and Exchange Commission aim to boost transparency for small investors
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